2018 AGENDA

Registration and Breakfast

45mins

Co-Chairs’ Opening Remarks

  • Ash Mishra, Chief Compliance Officer | Mars, Incorporated
  • Eugene Laney, Head of International Trade Affairs | DHL Express
  • Anti-Corruption/Anti-Bribery:Matthew Cohen, Director, Global Anti-Corruption | Hewlett Packard Enterprise
  • International Trade/Sanctions:Jennifer Maki, Director & Senior Counsel, International Trade Compliance | UTC CCS

20mins

Opening Keynote Address: Inside the Odebrecht Compliance Journey

  • Olga Pontes, Chief Compliance Officer | Odebrecht S.A
  • In Conversation With: Richard C. Smith, Partner | Quinn Emanuel Urquhart & Sullivan, LLP

30mins

Debunking the Definition of a “Bribe”: A Conversation on Current Policy & Regulatory Considerations Driving a Global Divergence of the Law

  • Lee Renzin, Associate General Counsel and Deputy Global Head & Regional Head for the Americas, Global Internal Investigations |HSBC
  • Maureen Dollinger O’Connor, Vice President – Financial Crime Legal | Barclays
  • Jane Levine, EVP, Chief Global Compliance Counsel, Head of Government and Regulatory Affairs | Sotheby’s
  • Anirudh Bansal, Partner | Cahill Gordon & Reindel LLP

45mins

Insights for Maximizing Your Relationship with a Compliance Monitor: From Collaboration, Communication and Reporting to Remediation, Corrective Action and Beyond

  • William T. Gordon, Associate General Counsel and CCO | Hercules Offshore, Inc.
  • John Buretta, Partner | Cravath, Swaine & Moore LLP
  • Julia C. Symon, Vice President – Chief Compliance Officer | KBR

40mins

Morning Networking and Refreshment Break

15mins

Scenario-Based Due Diligence & Screening Best Practices for Contractors, Customers, Partners & Agents

  • Garrett Cornelison, Chief Compliance Officer | Quanta Services
  • Alexandra Wrage, President and Founder | TRACE International Inc.
  • Catherine Razzano, Assistant General Counsel & Director, International Law | General Dynamics

45mins

Multi-Jurisdictional Investigations: Diverse Perspectives on Cooperation, Coordination, Information Management/Control & Global Settlement

  • Stephanie Accuosti, Associate General Counsel – Compliance| Weatherford
  • David Crump, Director, Compliance & Ethics, Investigations | Bristol-Myers Squibb
  • Matt Queler, Principal | Deloitte Financial Advisory Services LLP

45mins

Government Roundtable: The ABAC-International Trade Nexus: Focus Enforcement Targets for Enforcement, Cooperation, Coordinated Investigations and Voluntary Disclosure

  • Kristofer Readling, Enforcement Division, Office of Foreign Assets Control | U.S. Department of the Treasury
  • Tracy Price, Deputy Chief, Foreign Corrupt Practices Act (FCPA) Unit, Enforcement Division | U.S. Securities and Exchange Commission
  • Philip Kuhn, Senior Special Agent, Office of Export Enforcement, Washington Field Office, Bureau of Industry and Security (BIS) | US Department of Commerce
  • Tarek Helou, Assistant Chief, FCPA Unit, Fraud Section, Criminal Division | U.S. Department of Justice
  • Marissa Cloutier, Compliance Specialist, Office of Defense Trade Controls Compliance, Bureau of Political-Military Affairs | U.S. Department of State
  • In Conversation With:Ryan Rohlfsen, Partner | Ropes & Gray LLP

60mins

Networking Luncheon

75mins

Track Session 1

Session A: Anti-Corruption/Anti-Bribery One on One with the SEC’s Office of the Whistleblower

  • David Stuart, Partner | Cravath, Swaine & Moore LLP
  • Jane Norberg, Chief, Office of the Whistleblower | U.S. Securities and Exchange Commission
Session B: International Trade / Sanctions Economic & Trade Sanctions Roundtable: Update on Recent Regulatory Changes & Compliance Recommendations for Guiding Your Business
  • Kristofer Readling, Enforcement Division, Office of Foreign Assets Control | U.S. Department of the Treasury
  • Jill Caiazzo, Chief Trade Counsel | IBM Corporation
  • In Conversation With:Giovanna Cinelli, Partner | Morgan, Lewis & Bockius LLP

40mins

Track Session 2

Session A: Anti-Corruption/Anti-Bribery What You Don’t Know Could Hurt You: Insights for Building a Unified Compliance Dashboard for Effectively Managing Bribery, Fraud and AML/Sanctions-Related Risks Across Your System of Internal Controls

  • Kelly Gentenaar, Vice President and Deputy AML Officer | E*TRADE
  • Jonathan Rusch, ‪SVP – Head of Anti-Bribery & Corruption Governance, Conduct Management Office – Ethics Oversight | Wells Fargo Corporate Risk
  • Howard Mendelsohn, Managing Director | ‎The Camstoll Group
Session B: International Trade/Sanctions CFIUS Reviews: M&A Due Diligence Recommendations for Preparing for a CFIUS Review
  • Steven Kott, Sr. Director Trade Compliance & CFIUS Compliance Officer | Huawei Technologies

50mins

Afternoon Networking and Refreshment Break

15mins

Track Session 3

Session A: Anti-Corruption/Anti-Bribery Focus on Asia-Pac: ABAC Training Tools for Overcoming Cultural, Custom and Language Barriers to Achieve Effective Compliance on the Ground

  • Ameer Gopalani, Global Ethics & Compliance Director | ABS
  • Muzzil Khairat, Regional Compliance Counsel, Asia Pacific, Middle East & North Africa | Halliburton
Session B: International Trade/Sanctions Where IT, The Cloud & Trade Controls Meet: An Examination of Recommended Storage and Access Controls for Controlled Information
  • Lynn Van Buren, Assistant General Counsel; Global Trade Compliance | Verizon
  • Jeff Schwartz, Senior Global Trade Counsel |Hewlett Packard Enterprise

45mins

Networking Cocktail Reception

60mins

Opening Remarks & Kickoff Day Two

15mins

Presentation of the Inaugural Faces of A.C.E.S. Compliance Trailblazer Award

15mins

Auditing Compliance through Health Checks: Risk Detection & Mitigation Strategies for Effectively Monitoring the Efficacy of Compliance Across Your Global Business Operations

  • Kathylnn Self, Vice President & Chief Compliance Officer | Universal Weather & Aviation
  • Waqas Shahid, Senior Managing Director | Ankura Consulting Group LLC
  • Ann Broeker, Senior Counsel-Compliance | Visa

50mins

Conflict of Interest Considerations for Today’s Global Business: What Every Compliance Officer and Legal Executive Should Know about Your Company’s (and Your Executive’s) Connections & Business Relationships

  • Lisa Stewart Hughes, Chief Compliance Officer | Endeavor
  • Lindsay Koren, Vice President, Associate General Counsel – Ethics & Compliance | Darden
  • In Conversation With: Stephanie Davis, Chief Compliance Officer | Volkswagen Group of America

40mins

Morning Networking & Refreshment Break

20mins

Track Session 1

Session A: Anti-Corruption/Anti-Bribery Exit (and Entrance Strategies) for LatAm: A Checklist Guide for What Should Go into Your ABAC Risk Matrix

  • Maria E. Gomez, Regional Compliance Officer South America & Mexico, Global Ethics & Compliance Center | General Motors
  • Luis Kolster, Vice President, Chief Ethics & Compliance Officer – Latin America, Africa and U.K. | Walmart International
  • In Conversation With: Brian Winter, Vice President, Policy, AS/COA and Editor-in-Chief, Americas Quarterly
Session B: International Trade/Sanctions Russia Sanctions Case Study: A Step by Step Guide for Navigating the Complex Sanctions Landscape
  • Tyler Hand, Global Head of Sanctions, Interdiction & Anti-Corruption, Global Compliance | Western Union
  • Jeff Kruszewski, VP & Senior Corporate Counsel | U.S. Bank
  • Robert Peri, Director, Global Sanctions Compliance | Citigroup
  • In Conversation With:  Amanda DeBusk, Partner | Hughes Hubbard & Reed LLP

40mins

Track Session 2

Session A: Anti-Corruption/Anti-Bribery Compliance Innovations & Best Practices for Responding to Global ABAC Challenges

  • Matthew Cohen, Director, Global Anti-Corruption | Hewlett Packard Enterprise
  • James Min II, VP, Int’l Trade Law & Head of Global Legal Practice Group – Trade Law | Deutsche Post DHL – Global Business Services
  • In Conversation With:Allen Warren, Counsel, Litigation | Skadden
Session B: International Trade/Sanctions Compliance Innovations & Best Practices for Responding to Global Trade Challenges
  • Sol Brody, Vice President, Global Trade | Raytheon
  • Emily Lough, Corporate Counsel & Chief Compliance Officer |Maxwell Technologies, Inc.

40mins

Networking Luncheon

75mins

The Case For (and Against) Privilege: Key Considerations for Corporations During Investigations

  • Tirzah Lollar, Partner, Government Investigations & White Collar Criminal Defense | Vinson & Elkins LLP
  • Ash Mishra, Chief Compliance Officer | Mars, Incorporated
  • Ellen C. Smith, Executive Counsel, International Trade Compliance Director | Baker Hughes, a GE company

45mins

Re-Training the Trainer: Budget-Friendly (and Innovative) Tips for Promoting Awareness, Combatting Fatigue and Ensuring Local Adoption of Your Global Compliance Program

  • Rashelle Tanner, Attorney, Office of Legal Compliance | Microsoft
  • Kathleen O’Toole, Senior Counsel & CCEP – Global Compliance & Safety| McDonald’s Corporation

45mins

Afternoon Refreshment Break

15mins

Privacy, Cybersecurity and Data Control Best Practices for the ABAC/Global Trade Executive: What You Need to Know as a Non-Privacy Expert Operating in Today’s Global Business Environment

  • Felicia Faragasso, Senior Legal/Contracts Counsel, Corporate Secretary, Chief Ethics Officer | Exostar
  • Lisa Barksdale, SVP, In Business Privacy Officer | Citi

60mins

The Forefront of RegTech: An Exploration of New Technologies, Analytics & Measurement Techniques That are Revolutionizing Corporate Approaches to Global Compliance

  • Jaikumar Ramaswamy, Managing Vice President, Enterprise Risk Management | Capital One
  • Matt Galvin, Global Director, Legal & Compliance | Anheuser-Busch InBev
  • In Conversation With:Laura J. Molinari, Executive Counsel, International Trade Compliance | GE

40mins

Closing Remarks & The A.C.E.S. Summit Concludes. See you in 2019!

20mins