Registration & Breakfast

45mins

Sanctions Master Class: The Latest Developments for 2019 and Beyond

Divided into two segments, the first segment of the discussion will be dedicated to addressing up to the minute changes to global sanctions regulations, enforcement in key regions, including Iran and Russia, while the second segment of the session will explore how corporate executives are effectively maintaining compliance within those same regions by troubleshooting specific scenarios utilizing real-life facts.

• Moderator: Brian L. Zimbler, Partner | Morgan Lewis

• Lisa Palluconi, Associate Director for Sanctions Policy & Implementation Office of Foreign Assets Control | U.S. Department of the Treasury

• Julia J. Yoo, Deputy Head of Sanctions Legal | Citigroup Inc.
• Randi Roberts, Senior Compliance Officer | Criteo

90mins

Chairs’ Opening Remarks: The State of A.C.E.S.- Uncovering the Year’s Top 5 International ACES Developments

• Jennifer Maki, Head of International Trade Compliance AD&M & Senior Counsel, TE Connectivity
• Fermeen Fazal, Vice President, Chief Compliance Officer, UniversalPegasus

15mins

Government Compliance Roundtable: Examining the Convergence of ABAC-International Trade and the Current Priorities and Targets for Enforcement, Cooperation, Coordinated Investigations and Voluntary Disclosure

Join key Government agencies representing the range of anti-corruption/anti-bribery, export controls, international trade and sanctions regulation and enforcement. Take note as the panel shares insights on current enforcement targets and priorities, discusses common compliance loopholes and shares perspectives on how companies can achieve best in class compliance.

• Moderator: Benjamin Gruenstein, Partner, Cravath, Swaine & Moore LLP
• Robert Dodge, Assistant Director, FCPA Unit, Securities and Exchange Commission
• Daniel Dodds, Enforcement Officer, Office of Foreign Assets Control (OFAC), U.S. Department of the Treasury

60mins

Policy in Action-The Modernization of the Committee on Foreign Investment in the United States (CFIUS): Dissecting the Foreign Investment Risk Review Modernization Act (FIRRMA) and the Implications on Compliance Operations

On August 13, 2018 President Trump signed FIRRMA into law, the first reform of the screening process for CFIUS in over a decade. Listen and learns as industry experts shed light onto the key provisions of FIRRMA and explore the targets and significance of the initial pilot program.

• • Moderator: Doreen M. Edelman, Partner, Chair, Global Trade & Policy, Lowenstein Sandler
  • Tyrone Brown, Deputy Chief, Foreign Investment Review Staff, U.S. Department of Justice
  • Tatiana Olivia Sullivan, Associate Director, CFIUS Operations & Regulatory Affairs, Office of the Under Secretary of Defense A&S Industrial Policy

40mins

Networking Break

45mins

The CCO’s Playbook: Effective Due Diligence Strategies for Vetting, Screening, Managing and Monitoring Third Party Relationships

Benchmark your current approaches for evaluating potential third parties and partners with those of Chief Compliance Officers representing diverse industries that work routinely with third parties. Including discussion on:

• Specific risk exposure presented by various types and levels of third parties
• Unique vetting and screening challenges presented by specific jurisdictions
• When to stop looking vs. when to look more- discerning red and green flags when conducting background checks
• Continuously updating your vetting and screening process based on the growing and changing needs of your business
• Properly vetting and screening state-owned entities
• Establishing a process to verify third party compliance with your corporate compliance program
• Implementing a right-to-audit clause

• • Moderator: Alexandra Wrage, President & Founder, TRACE International
  • Elaina Loizou, Chief Compliance Officer, Pall Corporation
  • Fermeen Fazal, Vice President, Chief Compliance Officer, UniversalPegasus
  • Emily Lough, Vice President, General Counsel & Secretary, Maxwell Technologies, Inc.

40mins

Luncheon

80mins

Track One

Track A: Anti-Corruption/Anti-Bribery Update from the Office of the Whistleblower: Uncovering Recent Proposed Changes to the Whistleblower Rules  On June 28, 2018, the U.S. Securities and Exchange Commission (SEC) announced proposed amendments to the rules governing the SEC Whistleblower Program. Listen and learn as Jane Norberg, Chief of the Office of the Whistleblower examines these amendments and what they mean for whistleblowers and your whistleblower program.

Time will be reserved for open Q&A with the audience.

• • • Moderator: David M. Stuart, Partner, Litigation, Cravath, Swaine & Moore LLP
  • • Jane Norberg, Chief, Office of the Whistleblower, U.S. Securities and Exchange Commission
    • Joseph Bonaccorsi, General Counsel, Akorn Pharmaceutical

  ---

  Track B: Global Trade

  The Export Control Reform Act (ECRA) of 2018 and How It and Other Recent Events Will Affect Your Compliance Program

  Join industry leaders as they dissect ECRA and what it means for U.S Export Controls and trade compliance operations. The panelists will discuss the significant impact of the ECRA on “emerging” and “foundational” technologies that are “essential to the national security of the United States,” the transfer of technology to foreign persons, increased restrictions on export licensing, and increased civil and criminal penalties.

  • • Moderator: Zarema A. Jaramillo, Partner, Lowenstein Sandler
    • Laura J. Molinari, Executive Counsel, ITC, GE Aviation
    • Amy Ross, Senior Manager, Global Compliance, Red Hat, Inc.
    • Jason Burgoyne, Director, Export Compliance, Investigations and M&A, Honeywell Aerospace

40mins

Track Two

Track A: Anti-Corruption/Anti-Bribery

FCPA and Global ABAC Best Practices: Gifts, Entertainment & Hospitality

During this interactive exercise join panelists as they explore common missteps and pitfalls when navigating gifts, entertainment and hospitality compliance in the US and abroad. Using live polling technology, participants will have the opportunity to explore practical scenarios and benchmark their current program against that of their peers. Including tips and strategies for developing clear policies and practices, traversing foreign customs and expectations and avoiding enforcement.

• Joseph Moan, Chief Ethics and Compliance Officer and Associate General Counsel | The Coca-Cola Company
• Kimberly Murphy, Chief Global Competition Counsel, Kimberly-Clark Corporation
• Moderator: Brooke Hopkins, Managing Director, Dallas | AlixPartners

DDTC Update: A Review of Compliance Trends and Consent Agreements

Benefit from an opportunity to hear directly from key regulatory leaders currently tasked with the oversight and implementation of ECR as they share an update on the current status of, and pending regulatory changes to, the EAR and the ITAR.

• David W. Greenlees, Senior Compliance Specialist, Directorate of Defense Trade Controls (DDTC), U.S. Department of State

Time will be reserved for open Q&A with the audience.

40mins

Networking Break

20mins

Track Three

Track A: Anti-Corruption/Anti-Bribery

Smart Compliance: Transforming your ABAC Program with Analytics, Predicting Coding, and Other AI Technology

Identifying and dealing with ABAC matters before they trigger whistle-blower or regulatory procedures has numerous, clear benefits. Join panelists as they explore and discuss the latest trends, best practices and available technology for combating fraud, bribery and corruption with analytics and automation.

Global Export Controls Status Report: Ensuring Compliance and Minimizing Risk- What Every Global Trade Compliance Officer Must Know

• Key Updates on Export Controls in Asia-Pacific
• Exploring Recent Export Control Trends and Regulatory Developments in the EU, including practices for complying with the EU dual-use regulation
• Identifying Brexit Related Risks Across your Company

• Laura J. Molinari, Executive Counsel, ITC, GE Aviation
• Jennifer Maki, Head of International Trade Compliance AD&M & Senior Counsel, TE Connectivity
• Matt Bell, Senior Managing Director, Global Practice Co-Leader Export Controls and Sanctions Practice, FTI Consulting
• Brian Merrill , Managing Director, Deloitte
• Matt Queler, Principal , Deloitte Risk and Financial Advisory

40mins

Summit Adjourns to Day Two

45mins

Networking Cocktail Hour

60mins