Government Enforcement Roundtable: Priorities, Trends and Considerations for Building a Best In Class Compliance Program for 2021 and Beyond

Join key Government agencies representing the range of anti-corruption/anti-bribery, export controls, international trade and sanctions regulation and enforcement. Take note as the panel shares insights on current enforcement targets and priorities, discusses common compliance loopholes and shares perspectives on how companies can achieve best in class compliance.

Ryan Rohlfsen, Partner, Ropes & Gray

Adam Butschek, Compliance Specialist, Office of Defense Trade Controls Compliance, U.S. Department of State
Lorinda Laryea, Assistant Chief, FCPA Unit, U.S. Department of Justice
Robert I. Dodge, Assistant Director, FCPA Unit, U.S. Securities and Exchange Commission

Third Party Due Diligence Checklist: The Chief Compliance Officers’ Guide for Establishing Effective Vetting and Screening Processes and Procedures

Join Chief Compliance Officers as they participate in a practical and engaging discussion on best practices for evaluating potential third parties and partners. Including tips and tricks for successfully:

  • Identifying specific risk exposure presented by various types and levels of third parties
  • Managing unique vetting and screening challenges presented by specific jurisdictions
  • Discerning red and green flags when conducting background checks
  • Updating your vetting and screening process based on the growing and changing needs of your business
  • Vetting and screening state-owned entities
  • Establishing a process to verify third party compliance with your corporate compliance program

Pia Vining, Senior Director, Due Diligence, Trace International

Holli Lewis, Vice President, Associate General Counsel, Brown-Forman
Randi Roberts,Vice President & Associate General Counsel, Compliance, PVH
Joe Omurchadha, Head of Corporate Compliance and Ethics | DPO, Lidl

Spotlight Address: An Introduction to Foreign Investment Risk and Compliance: CFIUS and Team Telecom

Compliance professionals are increasingly likely to encounter foreign investment risk management regimes due to more intense regulatory scrutiny of foreign investments and ownership in the United States. Learn how to identify potential exposure to the Committee on Foreign Investment in the United States (CFIUS) and Team Telecom. This session explores how traditional compliance activities intersect with these specialized national security risk mitigation regimes.

Sam Jacobs, Associate Managing Director, Cyber Risk, Kroll

Data Driven Risk Assessments- Empowering Compliance with Analytics

Is your compliance program effectively and strategically taking advantage of data? Listen and learn as panelists share the ways in which data and analytics is transforming organizations’ risk profiles, including discussion on:

  • How data- driven risk assessments are working to reduce corporate liability
  • Using predictive and behavioral analytics to spot non-compliance and fraud
  • Emerging technology and the growing role of Artificial Intelligence
  • Satisfying Government compliance expectations with data analytics

Julia P. Sorrentino, Senior Counsel & Director, Corporate Global Trade, Raytheon Technologies

The Compliance Officers Top 5: Unboxing the Year’s Most Significant Global Anti-Corruption Developments

Join panelists for a lively discussion as they walk through the 5 most significant global anti-corruption developments of the past year. Including discussion on international enforcement actions, emerging regulations and legislation, trends and anti-corruption priorities worldwide.

Courtney Trombly, Partner, King & Spalding

Alicia Novak, Deputy Chief Compliance Officer, HarbourVest Partners
Sergio Leal, Head of Compliance, MANA & LATAM, Ericsson
John Sardar, Former Chief Compliance Officer, Noble Energy
Andreanna Truelove, Senior Legal Counsel, Fidelity Investments

Comprehensive Sanctions Update- Exploring Recent Global Developments, Settlements and Post Election Considerations

During this interactive conversation join presenters as they explore up to the minute changes to global sanctions regulations as well as recent settlement takeaways, enforcement considerations in key regions, including Iran, Russia and Venezuela and what impact the recent election may have on sanctions professionals going forward.

Nathaniel Bolin, Partner, Faegre Drinker Biddle & Reath

Ann Broeker, Assistant General Counsel, Moody’s
Robert Peri, Director, Sanctions Compliance, Intelligence, and Investigations, Citi

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