Join key Government agencies representing the range of anti-corruption/anti-bribery, export controls, international trade and sanctions regulation and enforcement. Take note as the panel shares insights on current enforcement targets and priorities, discusses common compliance loopholes and shares perspectives on how companies can achieve best in class compliance.
Moderator:
Ryan Rohlfsen, Partner, Ropes & Gray
Panelists:
Adam Butschek, Compliance Specialist, Office of Defense Trade Controls Compliance, U.S. Department of State
Lorinda Laryea, Assistant Chief, FCPA Unit, U.S. Department of Justice
Robert I. Dodge, Assistant Director, FCPA Unit, U.S. Securities and Exchange Commission
Join Chief Compliance Officers as they participate in a practical and engaging discussion on best practices for evaluating potential third parties and partners. Including tips and tricks for successfully:
- Identifying specific risk exposure presented by various types and levels of third parties
- Managing unique vetting and screening challenges presented by specific jurisdictions
- Discerning red and green flags when conducting background checks
- Updating your vetting and screening process based on the growing and changing needs of your business
- Vetting and screening state-owned entities
- Establishing a process to verify third party compliance with your corporate compliance program
Moderator:
Pia Vining, Senior Director, Due Diligence, Trace International
Panelists:
Holli Lewis, Vice President, Associate General Counsel, Brown-Forman
Randi Roberts,Vice President & Associate General Counsel, Compliance, PVH
Joe Omurchadha, Head of Corporate Compliance and Ethics | DPO, Lidl
Compliance professionals are increasingly likely to encounter foreign investment risk management regimes due to more intense regulatory scrutiny of foreign investments and ownership in the United States. Learn how to identify potential exposure to the Committee on Foreign Investment in the United States (CFIUS) and Team Telecom. This session explores how traditional compliance activities intersect with these specialized national security risk mitigation regimes.
Sam Jacobs, Associate Managing Director, Cyber Risk, Kroll
Is your compliance program effectively and strategically taking advantage of data? Listen and learn as panelists share the ways in which data and analytics is transforming organizations’ risk profiles, including discussion on:
- How data- driven risk assessments are working to reduce corporate liability
- Using predictive and behavioral analytics to spot non-compliance and fraud
- Emerging technology and the growing role of Artificial Intelligence
- Satisfying Government compliance expectations with data analytics
Julia P. Sorrentino, Senior Counsel & Director, Corporate Global Trade, Raytheon Technologies
Join panelists for a lively discussion as they walk through the 5 most significant global anti-corruption developments of the past year. Including discussion on international enforcement actions, emerging regulations and legislation, trends and anti-corruption priorities worldwide.
Moderator:
Courtney Trombly, Partner, King & Spalding
Panelists:
Alicia Novak, Deputy Chief Compliance Officer, HarbourVest Partners
Sergio Leal, Head of Compliance, MANA & LATAM, Ericsson
John Sardar, Former Chief Compliance Officer, Noble Energy
Andreanna Truelove, Senior Legal Counsel, Fidelity Investments
During this interactive conversation join presenters as they explore up to the minute changes to global sanctions regulations as well as recent settlement takeaways, enforcement considerations in key regions, including Iran, Russia and Venezuela and what impact the recent election may have on sanctions professionals going forward.
Moderator:
Nathaniel Bolin, Partner, Faegre Drinker Biddle & Reath
Panelists:
Ann Broeker, Assistant General Counsel, Moody’s
Robert Peri, Director, Sanctions Compliance, Intelligence, and Investigations, Citi